General Securities Representative Exam

Kaplan’s securities licensing exam prep packages provide all the necessary tools to help you prepare, practice, and perform on the FINRA® Series 7 Top-off Exam, General Securities Representative Examination (GS). We offer a variety of instruction options and exam prep study tools to best suit your learning style and schedule. Choose from our premium live, live online, or OnDemand packages, or prepare on your own with one of our self-study options.

Series 7

Exam Manual
Kaplan Series 7 11th Ed Front
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Uniform Investment Adviser Law Exam

Kaplan’s securities licensing exam prep packages provide all the necessary tools to help you prepare, practice, and perform on the NASAA Series 65 Exam, Uniform Investment Adviser Law Examination. We offer a variety of instruction options and exam prep study tools to best suit your learning style and schedule. Choose from our premium live, live online, or OnDemand packages, or prepare on your own with one of our self-study options.

Series 65

Exam Manual

National Commodity Futures Exam

Kaplan’s securities licensing exam prep packages provide all the necessary tools to help you prepare, practice, and perform on the NFA® Series 3 Exam, National Commodities Futures Examination. Our up-to-date study options are designed to help you learn and remember the material quickly and easily. Select your securities study package below to order and start studying today!

Series 3

Exam Manual
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Investment Company Products/Variable Contracts Limited Representative Exam

The Series 6 license, known as the Investment Company/Variable Contracts Products Limited Representative License, allows you to register as a limited representative with FINRA. With a Series 6 license, you are able to sell mutual funds, variable annuities, variable life insurance, unit investment trusts (UITs), and municipal fund securities.

The Series 6 is often seen as the ideal companion license for those in the insurance industry. Holders are able to expand the financial products and services they offer, as well as increase their level of expertise.

Series 6

Exam Manual

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